SPINAL MUSCULAR ATROPHY
-Report
of a WANDA workshop held on the occasion of the 4th
Mediterranean Society of Myology in Capri, Italy-
Klaus
Zerres1, Sabine Rudnik-Schöneborn1, Marianne
de Visser,2 Eduardo Tizzano3, Ysbrand Poortman4
1Institute
for Human Genetics, Technical University of Aachen, Germany
2Department of Neurology, Academic Medical Centre,
University of Amsterdam, The Netherlands
3Genetics and Research Institute, Hospital Sant Pau,
Barcelona, Spain
4World Alliance of Neuromuscular Disorder Associations
(WANDA), Vice President Europe, The Netherlands
Running
title: Spinal Muscular Atrophy
Key
words: spinal muscular atrophy, natural
history, molecular genetics
Author for
correspondence:
Prof. Dr. med. Klaus
Zerres
Institut für Humangenetik
Pauwelsstr. 30
D-52074 Aachen
Germany
Tel.:
0241/8080178
FAX: 0241/8888580
e-mail: kzerres@post.klinikum.rwth-aachen.de
Abstract
Spinal muscular atrophy is
the second most common autosomal recessively inherited disease
and the most common genetically determined cause of death in the
newborn. Since many years the disease is in the focus of genetic
research. The disclosure of the genetic basis, however, has brought
new insights not only to the possible underlying molecular mechanisms
but has also influenced our understanding on the clinical picture.
The report of the of a WANDA workshop held on the occasion of
the 4th Mediterranean Society of Myology in Capri, Italy summarizes
important contributions to the natural history of SMA, preliminary
results of a study about the attitudes towards therapeutic trials
and potential gene therapy in 169 families with proximal spinal
muscular atrophy and the molecular basis of SMA. The history of
the scientific milestones in SMA research is a brilliant example
how important the role of patients organisations as a major driving
focce is. The patients’ view on future activities in SMA research
is addressed to the scientific community and underlines that there
is a long way still to go.
The workshop was organized
by the World Alliance of Neuromuscular Disorder Associations (WANDA),
hosted by the Geatano Conte Academy in Naples and financially
supported by the Fondazione Frederica Association (an SMA- parentgroup
in Italy). Every two years WANDA brings a focus to a specific
NMD. This workshop was the kick-off for SMA and intended to give
a brief overall view of the various aspects of SMA, which is the
second most common autosomal recessively inherited disease and
the most common genetically determined cause of death. The workshop
was well attended by a large variety of specialists coming from
all continents and disciplines which proved the multifocal character
of SMA and the interest of the International scientific community.
In the following the main contributions will be summarized.
Classification
and natural history of proximal spinal muscular atrophy
(Klaus
Zerres, Sabine Rudnik-Schöneborn, Marianne de Visser)
The nosology of proximal
SMAs has been the subject of extensive genetic studies and discussions
among „splitters„ and „lumpers„. It has been hoped that the presence
of alterations in the 5q region might allow the distinction between
the severe and mild end of proximal SMA, but so far there are
no genetic factors known which might have a predictive value.
The
clinical picture is highly variable, indicating a continuous spectrum
with ages of onset from before birth to adulthood rather than
clearly separable subgroups. The presently used classifications
schemes take age of onset, life span, and motor development into
account but vary to a large extent, so that it is difficult to
compare the defined subgroups with each other. This problems was
addressed by Dubowitz (1) and resulted in the proposal of the
common classification of the International SMA cooperation (1991)
(2), which later became the International SMA consortium. The
subgrouping of childhood onset SMA was basically suggested as
a guideline for inclusion of patients in DNA studies and later
analysis of genotype-phenotype correlations after identification
of the gene for autosomal recessive childhood SMA. A major problem
of existing classifications is that the prognosis of SMA patients
is often better than stated in the defined subtype (3,4) so that
a „reclassification“ for example, from the severe type I to the
intermediate type II or even type III might be necessary if life
span exceeds the designated age of death. This leads to confusion
among physicians and affected families. Therefore, table 1 presents
a classification scheme, which is a modification of the classification
of the International SMA Consortium 1999 (5). The SMA types I-IV
are defined by achieved motor functions and age of onset without
being given limitations for prognostic considerations (4).
Type
I:
The clinical signs of the most severe SMA type, which is also
called Werdnig Hoffmann disease, are evident from birth or soon
after birth with a median age of onset of 1 month (4). By definition
all patients present before 6 months of age (5), and in one third,
even abnormal fetal movements are reported (6). Symptoms are profound
hypotonia and generalized weakness. The infants do not kick well
and are never able to sit unaided. The proximal muscles are more
affected, and the legs are more paralyzed than the arms. Tendon
reflexes are absent, tongue fasciculations and muscle wasting
are characteristic features, but often not conspicuous. The diaphragm
and the extra-ocular muscles tend to be spared and distinguishes
classical SMA from SMA plus forms. A certain percentage of infants
show mild joint limitations from birth, which are much less severe
than in arthogryposis multiplex congenita. Weakness affects both
bulbar and respiratory muscles with a rapid progression in most
cases, so that more than two-thirds of patients die within the
first 2 years. Age at onset was shown to be a prognostic factor.
The majority of children whose onset is below 2 months die before
the age of 7 months (7-9). Neonatal cases with arthrogryposis
have an even worse prognosis. Only 8% were alive beyond the age
of 10 (4). However, it is important to recognize long-standing
disease courses with an early onset of generalized weakness but
survival into adulthood.
Type
II:
The clinical course of
SMA type II or chronic childhood SMA or arrested Werdnig-Hoffmann
disease is marked by periods of apparent arrest in the clinical
progression. The age of onset and presenting signs may be indistinguishable
from SMA type I, although median age of onset is generally later
(8 months). The children fail to pass motor milestones because
of proximal weakness and hypotonia within the first months of
life. There is a wide variability of clinical severity, ranging
from children who have early difficulties in sitting or rolling
over to patients who are able to crawl or walk without support.
For practical purposes, this group is defined by the ability to
sit independently, as the children never learn to stand or walk
unaided. Pronounced weakness of trunk muscles in the non-ambulatory
patients causes major problems owing to spine deformities; contractures
develop early in all major joints as a result of synergist-antagonists
imbalance. Since progression is slow and survival into adulthood
is the rule rather than the exception (4), the treatment of scoliosis
plays an important role for the preservation of function and quality
of life. The effect of spine surgery on the prevention of respiratory
problems is still a matter of controversy. Nonetheless, more than
90% of patients survive into the second decade, which has major
implications for education and everyday life of the severely handicapped
children.
Type
III:
A mild form of childhood
and juvenile SMA - type III is known as Kugelberg-Welander disease
and shows a wide range of clinical onset from the first year of
life until the third decade. Patients with SMA type III learn
to walk without support, which distinguishes them from those with
SMA type II. For prognostic reasons, this group can be separated
into IIIa and IIIb; in addition, there is evidence of genetic
heterogeneity; especially among the SMA type IIIa patients, which
justifies a subdivision on the group. In SMA type IIIa, onset
is in the first 3 years of life, the children have early walking
difficulties and often fail to pass further motor milestones,
for example rising from the floor or climbing steps. Since many
patients are non-ambulatory by school age (50% are confined to
a wheelchair 14 years after onset), there is a considerable handicap
in comparison to those who start with first walking difficulties
in adulthood. In SMA type IIIb, first signs of weakness occur
between 3 and 30 years and are mainly problems in running, climbing,
or sports, with sometimes very slow or even undetectable progression.
It has been estimated that about 50% of the SMA type IIIb patients
are still ambulatory after a 45-year disease duration (4,10).
Life expectancy is not much reduced, the course of the disease
is characterized by slow progression with periods of arrest. Depending
on the degree of weakness, spine deformities and contractures
are frequent complications, mainly in the chairbound patients.
Type
IV:
While there is a spectrum
of manifestations in SMA types I-III, with overlapping features
between the subgroups, SMA type IV or adult SMA should be considered
a distinct entity. Recently, genetic homogeneity has been reported
between childhood-onset and adult-onset autosomal recessive SMA,
as identical deletions were discovered in the investigated patients
(11). The patients had an age of onset between 20 and 32; we therefore
believe that the obtained results do not apply to late-onset types
of adult SMA (4). In our material, onset in adult SMA ranges from
30 to 60 years, with pronounced proximal weakness, particularly
of the limb girdle and thigh muscles. The condition is relatively
benign with slow clinical progression, and a normal life san can
be expected (4).
Attitudes
towards therapeutic trials and potential gene therapy in 169 families
with proximal spinal muscular atrophy (SMA) – preliminary results
(Sabine
Rudnik-Schöneborn, Kristin Bosse, Klaus Zerres)
Although a systematic treatment is
still not at the horizon, it is of potential importance to ask
under which conditions therapeutic trials will be accepted by
families with chronic proximal spinal muscular atrophy (SMA).
This question has previously been addressed by the International
SMA Consortium in the early 90ies following the first promising
effects of neurotrophic factors in animal models comparable to
SMA. However, a systematic inquiry of families has not been undertaken
hitherto.

igure 1: election of age groups
for clinical trials. Percentage of patients rejecting treatment
if specific adverse effects (minor, intermediate, and severe)
of the drug treatment have to be expected.
We therefore asked 169 families (105
patients and 64 parents) with chronic proximal SMA of all types
of severity regarding their attitudes towards expectations and
limitations of future drug trials. 247 study participants were
contacted via postal questionnaires, of whom 68% responded. The
questions were answered by 105 patients over the age of 15 years
and by 64 relatives (parents) in younger children. The study group
was subdivided into SMA type I (n=16), SMA type II (n=69), SMA
type III (n=75), and SMA type IV with an age of onset > 30
years (n=9). A considerable fraction of patients (20-30%) had
principal objections against clinical trials, mainly because these
families coped well with their situation and were therefore critical
regarding potential risks of a future treatment. Parents and patients
of chronic SMA families expressed similar attitudes, although
parents were less likely to tolerate adverse effects or a potential
deterioration of a treatment in comparison to patients. In our
study, the application form had an important impact on the attitude
towards clinical trials, i.e. daily injections were regarded as
too invasive for many families. There was consensus that clinical
trials are not acceptable in early infancy or childhood. Most
participants voted against a clinical trial in small infants (<7
years) or children (7-14 years) if intermediate or serious side
effects were to be expected (figure 1). No objections were seen
for teenagers and adults under the condition of minor side effects.
Facing serious adverse effects, more than half of all parents
and patients would not accept a clinical trial in infants, children
or teenagers. Again there was no significant difference in the
attitudes of patients and parents. It was interesting to see that
somatic gene therapy was not considered substantially different
from conventional drug treatment in this well-informed group of
patients. The vast majority of the patients (93%) had no general
objections against gene therapy but had slightly higher expectations
as regards the therapeutic success and the accompanying risks
in comparison to conventional therapy. The question „Would you
personally take part in a clinical trial?„ was set as a summary
of the problems raised in the previous questions. Eventually,
70% of patients and parents would participate in clinical trials
while only a small percentage (2-5%) would agree to either conventional
or gene therapy (figure 2). There was broad consensus among patients
and parents.

Figure
2: Personal attitudes of parents and patients concerning gene
therapy/conventional therapy after reflecting previous answers.
We believe our inquiry can
serve as a model for the attitudes towards clinical trials in
diseases associated with chronic physical disability from early
childhood. There is no other inquiry undertaken in a similar way
in the field of neuromuscular diseases, and our conclusions might
thus be of relevance for other chronic muscle diseases, such as
the muscular dystrophies or the congenital myopathies, as well.
Molecular
genetics of SMA: the SMN gene
(Eduardo Tizzano)
Molecular
pathology of the SMN1 gene:
Approximately 90% of patients suffering
from different forms of SMA show absence of the two copies of
the SMN1 gene exons 7 and 8. This gene was identified in 1995
and is located in the 5q13 chromosome region. SMN2, its high homologous
copy, differs only by five nucleotide changes and is present in
all patients (13) (figure 3). A small number of SMA patients show
homozygous deletions of SMN 1 exon 7 but not exon 8. In these
patients hybrid genes were characterized. These hybrid genes result
from the fusion of exon 7 of SMN2 with exon 8 of SMN1. In the
SMA cases where the SMN1 gene is present, subtle mutations have
been detected, indicating that the SMN1 gene is the determining
gene. In the Spanish population, a 4 bp deletion in exon 3 was
detected in approximately 2.5% of the SMA cases (14). SMN1 absence
was associated to a wide spectrum of manifestations from congenital
disease to asymptomatic cases and this could be the result of
modifier factors, particularly the number of copies of the SMN2.
Analysis of patients with type II and III forms has shown that
these individuals have on average a larger number of SMN2 copies
than type I patients (15). These findings indicate that the homozygous
absence of SMN1 is the result of a true deletion in type I cases
and a gene conversion in type II or III cases (figure 3). Based
on the high frequency of homozygous absence of SMN1 observed in
SMA patients and in accordance with the Hardy–Weinberg equilibrium,
99.7% of all SMA patients must carry at least one SMN1 deletion
on one chromosome (16). The availability of a useful molecular
test for SMA has facilitated the diagnosis of the disease. Relatives
who are at risk of being carriers usually request molecular studies.
Given that the normal copy of the gene masks the deletion, carrier
diagnosis in relatives relies on gene tracking with polymorphic
markers (i.e. C212 and C272/Ag1-CA of the 5´end of both SMN genes).
To study cases with heterozygous absence of the SMN1 (a deletion
in one chromosome and a subtle mutation in the other) various
quantitative methods to analyse the exon 7 of the SMN1 gene have
been developed with an adequate sensitivity and specificity (17-19).
However, it must be taken into account that approximately 4% of
carriers have two SMN1 copies in one chromosome and a null allele
in the other. In our experience, these methods are useful to determine
a single SMN1 dose in affected cases without homozygous deletion
and to test individuals without a family history of the disease
(partners of known carriers). Moreover, these methods allow the
dosimetric analysis of SMN2 copies.

Figure 3 Different alleles
of the SMN gene.A: Normal alleles. Four to ten percent
of the general population may have homozygous deletion of the SMN2
retaining SMN1. B: Hemizygous deletion of the SMN1 gene.
This situation is seen in carriers and in most of the patients with
subtle mutations (arrows). C: Homozygous deletion of
the SMN1 gene in type I patientsD : Complete gene conversion. SMN1
is replaced by SMN2. E:
Hybrid SMN2-SMN1 (SMN2 gene retaining exon 8 of SMN1). D
and E are seen in most of the type II and III forms.
The
SMN protein:
The SMN protein is a 38 kDa polypeptide
which bears no significant sequence similar to any other protein.
A tight correlation between the level of SMN protein and the severity
of disease has been observed in tissues and cells derived from
SMA patients. This protein has been located by immunohistochemistry
within a novel structure named "gems", which
are more commonly associated
with coiled bodies. Ramon y Cajal described the coiled bodies
in 1903, and there is, at present, considerable evidence that
both structures are involved in RNA metabolism. Gems are present
in almost all cell populations and SMN mRNA and protein are detected
in different neuronal populations and tissues (15,20,21). Recent
studies have demonstrated that there is an interaction between
the SMN protein and the different components of the spliceosomal
complex suggesting that the role of SMN appears related at least
with two essential cellular processes such as the biogenesis of
spliceosomal U snRNPs and in pre-mRNA splicing (22,23). If SMN
is only necessary in large amounts in motor neurons, it could
either play an alternative role in these cells or just require
a high quantity for splicing factors.
Clues
from the animal models and perspectives
The SMN gene is not duplicated in mouse
and homozygous inactivation of the Smn gene in mice leads to massive
cell death in early blastocyst stage, a period that corresponds
with the initiation of embryonic RNA transcription (24). In humans,
there is evidence that the SMN2 expresses protein in the absence
of the SMN1 and that an increase in the copy number of SMN2 may
correlate with a decrease in disease severity. These observations
were confirmed by the developing of SMN-deficient mice models
that mimic human SMA. In transgenic mice (Smn-/-) with different
number of copies of human SMN2, lethality has been rescued (25,26).
Moreover, the phenotype of these mice was in correlation with
the number of copies of SMN2. Given that SMA patients retain at
least one SMN2 copy, these observations open an alternative approach
to therapy by overexpression or activation of SMN2.
Further investigations are warranted
to understand the mechanism of disease to explain why degeneration
and loss occurs only in motor neurons. Are motor neurons more
sensitive to the absence or dysfunction of SMN? Are other neuronal
populations protected by unknown factors? Finally, it would be
of outmost importance to demonstrate in vivo in animal models
the role of SMN in RNA splicing that leads to degeneration and
loss of motor neurons.
Views
of patients and parents
(Ysbrand Poortman)
Parents and adult patients
living with the consequences of SMA, have many questions and problems.
They expect science to work for the answers and for the solutions.
A collection of wishes,
questions and problems was presented (see survey) which was drawn
from the Dutch SMA- group.
Parents and patients learn
about the progress in science. They read in the papers about genomics,
proteomics, farmaco-genetics, bio-informatics and also about neurotrophic
agents, about recovery of dying motorneurons, about gene therapy.
They hear about revolutionary breakthroughs leading to new drugs.
They wonder about the opportunities for them. They wonder if there
is a worldwide, systematised approach, using the current range
of opportunities for identification and development of new drugs
and treatments. Now that clinical and molecular efforts come closer
to therapeutic options in SMA, there is an increased necessity
for all stakeholders to have good communication about and understanding
of the opportunities, of the challenges and of what is holding
back progress. WANDA will contribute to such an approach on the
global level and from a strategic point of view. And this in good
cooperation with all parties involved and more specifically in
coordination with the European Neurmomuscular Centre (ENMC).
The SMA- patient groups
from all over the world communicate together and meet every year.
They want to do from their side what is possible to facilitate
an accelerate research for early detection and more accurate diagnosis,
for prognosis and genetic counselling, for treatment and
the alleviation of the burden of disease.
A
survey was carried out among the Dutch SMA parent/patient group,
to inventory their wishes and questions. Below is a summary of
the results.
SMA diagnosis
·
Standardized protocol for early recognition.
·
International standardization and implementation of diagnostic
criteria, for all SMA subtypes.
Living with SMA
·
Advice on lifestyle issues such as active versus passive life
(energy management), nutrition.
·
Information on pregnancy-associated risks for women with SMA.
·
Information on late-stage consequences of chronic SMA types.
·
Guidelines for relevant information for medical alert cards
SMA treatment
·
Standardized protocols for disease management and therapeutical
trials.
·
Guidelines for indication for spinal surgery and mechanical ventilation.
·
Information on the relationship between SMA and other specific
diseases.
SMA research
·
Why is research so fragmented?
·
Why is there no globally coordinated effort in research leading
to drug/therapy development?
·
We would like systematic, comprehensive, and periodic review of
research results in lay language.
·
How can we, patients and patients´organsations, contribute to
more and better research?
·
How can we ensure that no stone will be left unturned, in testing
novel medical technologies (e.g. gene therapy) towards treating
SMA?
Outlook
Although an effective therapy of SMA
is not yet available, the progress in SMA research during the
last decade is impressive. Further insights can be expected in
the near future. The contribution of the self support groups to
this success was essential in the past and will a major driving
force in the future. The opinion and demands of the patients describe
stress, however, that we nevertheless are just at the beginning
on the long way to an effective therapy of SMA.
Acknowledgments
We thank Professor Giovanni Nigro,
the Gaetano Conte Academy and the Fondazione Frederica Association
for their active support. This
work was supported by the Deutsche Gesellschaft für Muskelkranke,
the Deutsche Forschungsgemeinschaft (K.Z. and S. R.-S.) and FIS
00-0481, Marató TV3 and Premi Ferrer Salat (F. T.).
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Table:
Classification of proximal muscular spinal atrophy modified according
to the International SMA*
|
SMA type |
Principal synonyms |
Definition |
Genetics |
|
I |
Werdnig-Hoffmann
disease
Acute
infantile SMA |
Sitting
not achieved
Onset
usually within the first 6 months
Death
> 90% by 10 years
Age
at onset determines age of death |
Autosomal
recessive |
|
II |
Chronic
childhood SMA
Arrested
Werdnig-Hoffmann disease |
Unaided
sitting possible, walking not achieved
Onset
usually in the first year of life
Survival
> 90 % by 10 years |
Autosomal
recessive |
|
III |
Kugelberg-Welander
disease |
Walking
without aids achieved
-IIIa:
Onset £ 3
years
-IIIb:
Onset > 3 years
Mild
course, life span not markedly reduced |
Autosomal
recessive, rarely autosomal dominant mutations
Excess
of males |
|
IV |
Adult
SMA |
Onset
> 30 years
Variable
severity, normal life span |
Mostly
sporadic
Autosomal
dominant
Autosomal
recessive (extremely rare)
|
*
According to ref. 4 and 5. For more details data see Zerres and
Rudnik-Schöneborn, 1995 (4).